Cftc records
WebDec 20, 2012 · The CFTC also indicated that it expects market participants to search and select records related to a particular transaction using an electronic means of scanning … WebSep 16, 2013 · CFTC Regulation 1.35(a) requires FCMs, IBs, and RFEDs 1 to keep full, complete, and systematic records, which include all pertinent data and memoranda, of …
Cftc records
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WebSep 27, 2024 · Washington D.C., Sept. 27, 2024 —. The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated … WebMar 22, 2024 · @article{osti_1969273, title = {The Interaction of Wholesale Electricity Market Structures Under Futures with Decarbonization Policy Goals: A Complexity Conundrum}, author = {Frew, Bethany and Anwar, Muhammad Bashar and Dalvi, Sourabh and Brooks, Adria}, abstractNote = {Competitive wholesale electricity markets can help …
WebRecords relating to swaps defined in section 1a (47) (A) (v) shall be open to inspection by any representative of the Commission, the United States Department of Justice, the Securities and Exchange Commission, or any applicable prudential regulator. ( 3) Records of any swap data reported in accordance with part 45 of this chapter shall be ... WebData is a critical asset to the CFTC’s mission. In fact, in 2011 the CFTC became one of the very first federal agencies to set up a data management organization led by a Chief Data …
WebApr 14, 2024 · Justia Regulation Tracker Agencies And Commissions Commodity Futures Trading Commission Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0090: Adaptation of Regulations To Incorporate Swaps-Records of Transactions; Exclusion of Utility Operations Related Swaps With Utility Special Entities … WebJan 26, 2024 · The Commodity Futures Trading Commission (CFTC), an independent US federal agency, regulates the commodity futures and options markets and, more …
WebMar 29, 1994 · According to CFTC records, on Nov. 2, 1981, Bone agreed to pay a $100,000 fine to settle a 1980 complaint brought against him and Roy L. Woods, another Refco broker who worked alongside Bone in ...
WebSep 29, 2024 · Individuals seeking to determine whether this system of records contains information about themselves or seeking access to records about themselves in this system of records should address written inquiries to the Office of General Start Printed Page 60984 Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, … cynthia mittwegWebAdaptation of Regulations to Incorporate Swaps-Records of Transactions; Exclusion of Utility Operations Related Swaps with Utility Special Entities from De Minimis Threshold for Swaps with Special Entities (OMB Control No. 3038-0090). ... Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581 ... biloxi vacations packageWebPublic records available with identifying details deleted; nonpublic records available in abridged or summary form. § 145.5: Disclosure of nonpublic records. § 145.6: … cynthia mitchell pavilion ticketsWeb2 days ago · The Commodity Futures Trading Commission (CFTC) has filed charges against Rashawn Russell, an individual who allegedly solicited retail investors to invest in … biloxi water billingbiloxi water billWebWashington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against … cynthia mitchell woodlands pavilionWeb(1) A records entity shall keep regulatory records of any swap or related cash or forward transaction (as defined in § 23.200(i) of this chapter), other than regulatory records required by § 23.202(a)(1) and (b)(1)–(3) of this chapter, from the date the regulatory record was created until the termination, maturity, expiration, transfer ... biloxi water bill pay online